Code of Ethics

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Section Integrity Wealth Management is a fiduciary firm first and foremost. That means our duty is to always act in the best interest of our clients.  In this light, our dealings will always be straightforward and indicative of loyalty and good faith toward our clients. We will provide full disclosure of material facts and identify any potential conflicts of interest prior to making any recommendations.  

We take the issue of regulatory compliance seriously. Our Investment Advisor Representatives are required to comply with all federal and applicable state securities laws. As a fee only advisory firm, we make no commissions or referral fees for any trades or recommendations. Section Integrity Wealth Management will abide by honest and ethical business practices to include, but are not limited to:

• We will place discretionary orders only after obtaining clients’ authorization as evidenced by our client engagement letter and the broker/dealers’ trading authorization 
• We will not engage in trading that is excessive in size or frequency in view of the financial resources and character of the account
• We will make investment decisions and recommendations with reasonable grounds to believe that the decisions are suitable for the client on the basis of information furnished by the customer
• We will never borrow money or securities from, or lend money or securities to a client
• We will not place an order for the purchase or sale of a unregistered, non-exempt securities 
• We will neither place nor recommend orders for clients through unregistered broker/dealers or agents thereof